On November 25, the SEC proposed Rule 18f-4 under the Investment Company Act of 1940, as amended (the 1940 Act), which was designed to enhance the regulation of the use of derivatives by mutual funds, ...
The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...
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